For Registered Representatives
Dedicated to bringing our registered representatives, advisors, and their clients comprehensive financial planning strategies along with investment advisory and brokerage services.
are you an existing or prospective registered representative?
Our goal is to partner with registered representatives and advisors who represent the best in our industry and partner with them while providing competitive compensation and the service, support, tools and technology they need to help meet their client’s goals and objectives.
CoreCap Investments is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (“SIPC”). CoreCap Investments offers brokerage services to retail investors, including buying and selling securities. CoreCap Investments primarily offers products such as mutual funds, variable insurance products, equities, bonds, as well as other products. Currently, CoreCap Investments has a relationship with Royal Bank of Canada (RBC) as the firm’s clearing firm.
practice management
We will partner with you to evaluate your current book of business and develop strategies to grow and expand your reach within your local market. We have over 50 years experience in the brokerage and investment advisory industry to help guide your business expansion.
Brokerage Services
CoreCap Investments primarily offers products such as mutual funds, variable insurance products, equities, bonds, as well as other products.
Insurance services
Our relationship with M&O Marketing provides a full-service insurance desk with industry leading products and the planning to help you and your clients meet their goals and objectives.